Yipeng Cai
蔡奕鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yipeng Cai (蔡奕鵬), a licensed Responsible Officer with CE reference ARL158. Currently licensed at 1 firm(s): CCTIC International Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 4 - Advising on securities | 2016-09-28 | present |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 9 - Asset management | 2012-01-17 | present |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-01-17 | 2016-09-29 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-10-07 | 2012-01-01 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2011-10-07 | 2012-01-01 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-09 | 2011-10-07 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-09 | 2011-10-07 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-05 | 2009-08-28 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-09-05 | 2009-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yipeng Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.