Kevin Kai Wing Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kai Wing Lam (林繼榮), a licensed Responsible Officer with CE reference ABM100. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-03-06 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-15 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-31 | 2019-03-06 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-26 | 2018-10-15 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-21 | 2018-07-15 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-21 | 2018-07-15 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-09-22 | 2017-01-31 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-11 | 2017-01-31 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-07 | 2016-03-11 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-17 | 2015-11-13 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-17 | 2015-11-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-13 | 2011-10-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-13 | 2011-10-29 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-22 | 2011-05-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-22 | 2011-05-03 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-12 | 2008-10-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-10-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Kai Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.