Ricky Tim Lam
林添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Tim Lam (林添), a licensed Responsible Officer with CE reference ABF282. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-08 | present |
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 9 - Asset management | 2021-03-08 | present |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-19 | 2020-12-31 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 - Asset management | 2019-12-19 | 2020-12-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2019-04-01 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-25 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-25 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2019-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Tim Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.