Ka Lok Li
李家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Li (李家樂), a licensed Representative with CE reference AAF248. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-01 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-10 | 2019-07-25 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-01 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-27 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-27 |