Kwok Ming Chau
周國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Chau (周國明), a licensed former licensee with CE reference ABV491. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OIL Assets Securities Limited 恩明資產証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-12 | 2025-05-08 |
| OIL Assets International Limited |
RO | Type 9 — Asset management | 2015-05-27 | 2025-05-08 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 — Asset management | 2010-04-26 | 2015-05-20 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-29 | 2015-05-20 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-29 | 2005-03-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2004-06-29 | 2010-04-26 |