Sau Ha Nip
聶秀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ha Nip (聶秀霞), a licensed former licensee with CE reference ABF283. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-01-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-24 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-18 |