Ling Ling Poon
潘玲伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Ling Poon (潘玲伶), a licensed Representative with CE reference AAW561. Currently licensed at 1 firm(s): Rifa Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-12 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-10 | 2018-02-07 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-06-08 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-02-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-02-23 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Ling Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.