Kam Yun Chan
陳錦潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yun Chan (陳錦潤), a licensed former licensee with CE reference AAE200. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-14 | 2020-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-14 | 2020-02-18 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-11-19 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-11-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-11-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2012-11-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2012-11-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-19 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 9 — Asset management | present | 2012-11-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 9 — Asset management | present | 2012-11-01 |