Chi Keung Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Keung Kwan (關志強), a licensed Responsible Officer with CE reference AAI930. Currently licensed at 1 firm(s): Cepa Alliance Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 - Advising on securities | 2012-08-23 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-18 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-25 | 2005-05-18 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-04-22 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-19 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-19 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Keung Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.