Dominic Song Ching Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Song Ching Li (李崇正), a licensed Responsible Officer with CE reference AAC878. Currently licensed at 2 firm(s): Select Investment Services Limited, Plouton Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-31 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 - Advising on securities | 2024-01-31 | present |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 - Asset management | 2024-01-31 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-09 | 2023-08-31 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 - Advising on securities | 2019-09-02 | 2023-08-31 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 - Asset management | 2019-09-02 | 2023-08-31 |
| KBR Fund Management Limited | RO | Type 4 - Advising on securities | 2017-11-24 | 2019-08-31 |
| KBR Fund Management Limited | RO | Type 9 - Asset management | 2017-11-24 | 2019-08-31 |
| KBR Fund Management Limited | Rep | Type 4 - Advising on securities | 2017-09-25 | 2017-11-24 |
| KBR Fund Management Limited | Rep | Type 9 - Asset management | 2017-09-25 | 2017-11-24 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 - Advising on securities | 2016-11-29 | 2017-03-30 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 - Asset management | 2016-11-29 | 2017-03-30 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-20 | 2011-03-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-20 | 2011-03-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-20 | 2011-03-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-27 | 2008-05-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-11 | 2008-05-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-11 | 2008-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-11 | 2008-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Song Ching Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.