Alan Ngai Lun Chan
陳倪麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ngai Lun Chan (陳倪麟), CE reference ARR782. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2026-02-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2026-02-20 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 — Asset management | 2020-05-04 | 2025-11-08 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-19 | 2019-11-18 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-12 | 2025-11-08 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-12 | 2025-11-08 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-25 | 2019-04-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-20 | 2018-03-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-20 | 2018-03-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-20 | 2018-03-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2012-08-01 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-12 | 2012-08-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-03 | 2012-08-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-03 | 2012-08-01 |