George Wing Yau Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Wing Yau Chan (陳永祐), a licensed Responsible Officer with CE reference AAC044. Currently licensed at 3 firm(s): Capital Focus Asset Management Limited, Shun Loong Securities Company Limited, China Financial International Investments & Managements Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-07 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-24 | present |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 - Asset management | 2010-09-08 | present |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 - Asset management | 2007-08-24 | present |
| Panurgy Limited | RO | Type 9 - Asset management | 2007-11-23 | 2008-02-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-22 | 2007-08-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2005-08-22 | 2007-08-15 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-13 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as George Wing Yau Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.