Peter Shang Ming Lee
利尚銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Shang Ming Lee (利尚銘), a licensed former licensee with CE reference AIO275. This person has 16.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Asset Management Limited 優越投資管理有限公司 |
RO | Type 9 - Asset management | 2016-07-18 | 2024-05-10 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 - Asset management | 2011-05-13 | 2016-07-15 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-01-02 | 2011-05-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Shang Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.