Peter Shang Ming Lee
利尚銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Shang Ming Lee (利尚銘), a licensed former licensee with CE reference AIO275. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Asset Management Limited 優越投資管理有限公司 |
RO | Type 9 — Asset management | 2016-07-18 | 2024-05-10 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2011-05-13 | 2016-07-15 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-02 | 2011-05-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-13 |