Pando Finance Limited
潘渡有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pando Finance Limited (潘渡有限公司), a Hong Kong-based licensed corporation with CE reference BRR710. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 28). Earliest licence on file: 2022-05-10.
- Category:
-
Buyside · Asset management
- Registered address:
- Suite 1408, 14/F, Two Exchange Square, 8 Connaught Place
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-05-10 | present |
| Type 4 - Advising on securities | 2022-05-10 | present |
| Type 9 - Asset management | 2022-05-10 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (28)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Yue Cheng 鄭嘉裕 | RO 1 Rep 1, 4, 9 | 2025-10 | Present |
| Tao Huang 黃轁 | RO 1, 4, 9 | 2026-03 | Present |
| Junfei Ren 任駿菲 | RO 1, 4, 9 | 2022-10 | Present |
| Yumeng Sun 孫雨朦 | RO 4, 9 Rep 1, 4, 9 | 2025-04 | Present |
| Jinhao Wu 吳晋豪 | Rep 1, 4, 9 | 2026-03 | Present |
| Ka Shing Chan 陳嘉成 | Rep 1, 4, 9 | 2023-02 | 2026-04 |
| Ming Han Lee 李明翰 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-06 | 2026-03 |
| Lik Man Tang 鄧力文 | Rep 1, 4, 9 | 2024-06 | 2025-12 |
| Kwok Kei Lai 黎國基 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-09 | 2025-09 |
| Yili Yan 嚴一力 | Rep 1, 4, 9 | 2024-12 | 2025-07 |
| Ean Kiam Ng 黃延謙 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-02 | 2025-04 |
| Yat Hei Wong 王逸熙 | Rep 1, 4, 9 | 2023-09 | 2024-12 |
| Rongjie Zhuo 卓榮傑 | Rep 1, 4, 9 | 2024-09 | 2024-10 |
| Ching Nam Martin Lam 林政南 | Rep 1, 4, 9 | 2024-06 | 2024-08 |
| Chun Ching Cheng 鄭俊清 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-10 | 2024-06 |
| Bo Ma 馬波 | Rep 1, 4, 9 | 2023-11 | 2024-06 |
| Wai Ting Kung 龔偉廷 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-04 | 2024-03 |
| Alfred Teck Chit Wong 王德捷 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-07 | 2023-10 |
| Hu Wang 王湖 | Rep 1, 4, 9 | 2023-07 | 2023-09 |
| Alan Si Huen Fung 馮時煖 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-12 | 2023-08 |
| Choi Kam Tsui 徐彩琴 | Rep 1, 4 | 2023-07 | 2023-08 |
| Ting Yuen Ng 吳霆遠 | Rep 1, 4, 9 | 2023-03 | 2023-06 |
| Tsz Chun Tong 湯子俊 | RO 1, 4, 9 | 2022-05 | 2023-06 |
| Dan Wang 王丹 | Rep 1, 4, 9 | 2023-01 | 2023-05 |
| Annie Win Yee Tse 謝永怡 | RO 1, 4, 9 | 2022-05 | 2023-04 |
| Chi Hung Chen 陳志雄 | RO 1, 4, 9 | 2022-05 | 2023-02 |
| Yin Ting Sin 冼燕婷 | Rep 1, 4, 9 | 2022-12 | 2022-12 |
| Raymond Yiu Bong Leung 梁耀邦 | RO 1, 4, 9 | 2022-05 | 2022-08 |
Showing 1–28 of 28
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司