Alfred Teck Chit Wong
王德捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Teck Chit Wong (王德捷), a licensed former licensee with CE reference AWF438. This person has 9.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-24 | 2023-10-11 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 - Advising on securities | 2023-08-24 | 2023-10-11 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 - Asset management | 2023-08-24 | 2023-10-11 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-25 | 2023-08-24 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-25 | 2023-08-24 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 - Asset management | 2023-07-25 | 2023-08-24 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 4 - Advising on securities | 2018-01-25 | 2023-06-09 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 9 - Asset management | 2018-01-25 | 2023-06-09 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-07 | 2017-11-22 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2017-03-07 | 2017-11-22 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-23 | 2016-03-31 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 - Asset management | 2015-06-04 | 2016-03-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2012-01-13 | 2014-04-02 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2012-01-13 | 2014-04-02 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-04 | 2012-01-13 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-10-04 | 2012-01-13 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-02 | 2011-02-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-12-02 | 2011-02-26 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-02 | 2011-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alfred Teck Chit Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.