China Prospect Securities Limited
中國保盛證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Prospect Securities Limited (中國保盛證券有限公司), a Hong Kong-based licensed corporation with CE reference BGB759. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2016-01-22.
- Registered address:
- Room 2303, 23/F, The Center, 99 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-01-22 | present |
| Type 4 - Advising on securities | 2018-05-09 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Chi Esmond Chan 陳偉智 | RO 1 Rep 1 | 2016-02 | 2017-04 |
| I Fon Chung 鍾一鋒 | RO 1, 4 | 2017-03 | 2018-07 |
| Yuk Chiu Lam 林育超 | RO 1 | 2016-01 | 2016-02 |
| Chris Wai Kit Li 李維傑 | RO 1, 4 Rep 1 | 2018-07 | 2023-07 |
| Hui Chun Sin 冼栩晉 | RO 1, 4 Rep 1 | 2016-09 | 2022-04 |
| Wing Shu Tam 譚永樹 | RO 1 | 2016-01 | 2017-01 |
| Kwai Chiu Wong 王貴釗 | RO 1, 4 | 2022-05 | 2022-12 |
| Yan Yu Jessica Chan 陳欣餘 | Rep 1 | 2022-06 | 2022-07 |
| Wai Fan Cheung | Rep 1, 4 | 2018-06 | 2019-05 |
| Jason Sin Ming Chiu 趙善銘 | Rep 1 | 2023-03 | 2023-06 |
| Kevin Tak Wei Leung 梁德偉 | Rep 1, 4 | 2018-10 | 2021-11 |
| Ho Yan Li 李可欣 | Rep 1 | 2021-07 | 2022-12 |
| Man Kam Wong 黃文鑫 | Rep 1 | 2016-04 | 2017-08 |
Showing 1–13 of 13
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