Yuk Chiu Lam
林育超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Chiu Lam (林育超), a licensed former licensee with CE reference ACC796. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-26 | 2017-12-31 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 4 — Advising on securities | 2017-05-26 | 2017-12-31 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-17 | 2016-09-09 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-05-17 | 2016-09-09 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-29 | 2016-05-17 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-22 | 2016-02-29 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-08 | 2015-09-30 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2014-12-08 | 2015-09-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-04 | 2014-11-10 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-19 | 2013-09-04 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-03 | 2013-08-01 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-04 | 2012-03-23 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-04 | 2011-09-16 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2011-07-04 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2007-02-07 |