Chris Wai Kit Li
李維傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Wai Kit Li (李維傑), a licensed former licensee with CE reference AWV325. This person has 12.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-18 | 2023-07-31 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-18 | 2023-07-31 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-06 | 2018-07-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-27 | 2018-06-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-26 | 2018-06-30 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-23 | 2011-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chris Wai Kit Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.