Chris Wai Kit Li

李維傑
CE No. AWV325 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Wai Kit Li (李維傑), a licensed former licensee with CE reference AWV325. This person has 12.3 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Prospect Securities Limited
中國保盛證券有限公司
RO Type 1 - Dealing in securities 2018-07-18 2023-07-31
China Prospect Securities Limited
中國保盛證券有限公司
RO Type 4 - Advising on securities 2018-07-18 2023-07-31
China Prospect Securities Limited
中國保盛證券有限公司
Rep Type 1 - Dealing in securities 2018-07-06 2018-07-18
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 - Dealing in futures contracts 2012-08-27 2018-06-30
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 - Dealing in securities 2011-05-26 2018-06-30
Kingston Securities Limited
金利豐證券有限公司
Rep Type 1 - Dealing in securities 2011-02-23 2011-04-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chris Wai Kit Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hui Chun Sin China Prospect Securities Limited 2018–2022
Kevin Tak Wei Leung China Prospect Securities Limited 2018–2021
Ho Yan Li China Prospect Securities Limited 2021–2022
Wai Fan Cheung China Prospect Securities Limited 2018–2019
Kwai Chiu Wong China Prospect Securities Limited 2022
Jason Sin Ming Chiu China Prospect Securities Limited 2023
Yan Yu Jessica Chan China Prospect Securities Limited 2022
Angie Yeung Kingston Securities Limited 2011
Pak Kin Koo Kingston Securities Limited 2011
Bonnie Williamson Kingston Securities Limited 2011
Yuen Hung Chin Kingston Securities Limited 2011
Frederick Yin Lok Lee Kingston Securities Limited 2011
Lorna Ming Lai Liu Kingston Securities Limited 2011
Winnie Wing Yan Liu Kingston Securities Limited 2011
Ni Sha Liu Kingston Securities Limited 2011
Kin Ming Shum Kingston Securities Limited 2011
Chi Wai Wong Kingston Securities Limited 2011
Jay Rong Guang Zheng Kingston Securities Limited 2011
Mingju Zhou Kingston Securities Limited 2011
Tao Su Kingston Securities Limited 2011
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