Chris Wai Kit Li
李維傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Wai Kit Li (李維傑), a licensed former licensee with CE reference AWV325. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-18 | 2023-07-31 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-18 | 2023-07-31 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-06 | 2018-07-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-27 | 2018-06-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-26 | 2018-06-30 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2011-04-16 |