Cornucopiae Asset Management Limited
華豐資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cornucopiae Asset Management Limited (華豐資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AWJ391. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 22). Earliest licence on file: 2011-08-02.
- Category:
-
Buyside · Asset management ?
- Registered address:
- Unit 3107, 31/F, Two Exchange Square, 8 Connaught Place, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-02-14 | present |
| Type 4 - Advising on securities | 2018-02-14 | present |
| Type 9 - Asset management | 2011-08-02 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Kuen Becky Wong 黃少娟 | RO 1, 4, 9 Rep 4, 9 | 2018-12 | Present |
| Tsz Wai Wong 黃子偉 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-01 | Present |
| Yanming Xiao 肖艷明 | RO 1, 4, 9 | 2013-10 | Present |
| Fei Song 宋斐 | Rep 9 | 2015-11 | Present |
| Victor Taniwan 陳傑 | Rep 9 | 2017-09 | Present |
| Hoi Lun Wong 王凱倫 | Rep 9 | 2015-06 | Present |
| Haibing Yang 楊海兵 | Rep 1, 4, 9 | 2023-09 | 2026-03 |
| Yang Lu 盧楊 | RO 9 Rep 9 | 2023-08 | 2025-01 |
| Yin Ming Ho 何燕明 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-01 | 2024-10 |
| Yat Kan Pun 潘一勤 | Rep 1, 4, 9 | 2022-09 | 2024-07 |
| Victoria Catherine Hu | RO 1, 4, 9 Rep 9 | 2015-08 | 2023-01 |
| Fan Wang 王凡 | Rep 9 | 2018-07 | 2019-11 |
| Carmen Ka Man Ku 辜嘉敏 | Rep 9 | 2016-06 | 2017-10 |
| Kong Ting Cheung 張江亭 | Rep 9 | 2016-01 | 2016-12 |
| Xiaochen Lin 林晓晨 | Rep 9 | 2014-07 | 2016-04 |
| Hui Yu 俞輝 | RO 9 Rep 9 | 2013-06 | 2016-01 |
| Rebecca Yuk King Mo 巫玉琼 | Rep 9 | 2013-08 | 2015-08 |
| Ying Chi Lin 林瑩綺 | RO 9 | 2013-10 | 2015-08 |
| Lei Ming Feng 馮雷明 | RO 9 | 2011-08 | 2015-05 |
| Ming-Dah Lee 李明達 | RO 9 | 2011-08 | 2015-05 |
| Shin Hui Huang 黃薰輝 | Rep 9 | 2013-12 | 2014-05 |
| William Wei Jen Liang 梁維仁 | Rep 9 | 2014-03 | 2014-04 |
Showing 1–22 of 22
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司