Capstone Financial (HK) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capstone Financial (HK) Limited, a Hong Kong-based licensed corporation with CE reference AUK184. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2010-03-12.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2015-01-26 | 2020-05-07 |
| Type 4 - Advising on securities | 2010-03-12 | 2025-03-27 |
| Type 9 - Asset management | 2015-01-26 | 2025-03-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Oliver Jeremy Wickham | RO 4, 9 | 2021-08 | 2025-03 |
| Timothy Laurence Proudlock 彭樂添 | RO 4, 9 | 2021-08 | 2024-07 |
| Frederick David Scholtz | Rep 1, 4, 9 | 2018-05 | 2021-09 |
| Matthew Dylan de Souza | Rep 1, 4, 9 | 2015-03 | 2021-09 |
| Abraham Yohan George | Rep 1, 4, 9 | 2017-09 | 2021-08 |
| Niamh Catriona Walker | Rep 4 | 2020-07 | 2021-08 |
| David Charles H. de Lacy Staunton | RO 1, 4, 9 Rep 1, 9 | 2010-03 | 2021-08 |
| David Michael Halley | RO 1, 4, 9 | 2010-03 | 2021-08 |
| Anthony Alan Arkey | RO 1, 4, 9 | 2014-07 | 2021-04 |
| Clive Lindley | Rep 1, 4, 9 | 2019-08 | 2021-02 |
| Shuk King Choy | Rep 1, 4 | 2019-11 | 2021-02 |
| Matthew Skeggs | Rep 1, 4 | 2015-05 | 2020-11 |
| Ryan Peter Dodgson | Rep 1, 4, 9 | 2014-04 | 2020-06 |
| Jahmaine Aderelli Reimann | Rep 1, 4 | 2018-07 | 2019-08 |
| Peter Anthony Iacomella | Rep 1, 4 | 2018-03 | 2018-06 |
| Jelmer Maarten Kattevilder | Rep 1, 4, 9 | 2018-01 | 2018-04 |
| Jamilah Ali | RO 1, 4, 9 | 2015-01 | 2017-01 |
| Veronique Marcelle Ficheux | RO 1, 4, 9 Rep 1, 4, 9 | 2015-10 | 2016-12 |
| Nicholas James Preston | Rep 1, 4 | 2015-05 | 2016-07 |
| Man Ho Leung 梁文灝 | Rep 1, 4 | 2015-03 | 2016-05 |
| Gareth John Llewelyn-Williams | RO 4 Rep 1, 9 | 2010-03 | 2016-05 |
| Christopher John Penfold | Rep 1, 4 | 2015-06 | 2016-05 |
| Douglas Yu Tak Lau 劉裕德 | Rep 1, 4 | 2015-05 | 2016-05 |
| Oliver Alexander O'Brien | Rep 1, 4 | 2016-02 | 2016-03 |
| Louise Hilder | Rep 4 | 2013-04 | 2014-05 |
Showing 1–25 of 25