Christopher John Penfold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Penfold ( ), a licensed former licensee with CE reference BFO974. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2018-05-07 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-06-01 | 2018-05-07 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-06-25 | 2016-05-27 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2015-06-25 | 2016-05-27 |