Douglas Yu Tak Lau
劉裕德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Yu Tak Lau (劉裕德), a licensed former licensee with CE reference BFI720. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-05-22 | 2016-05-19 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2015-05-22 | 2016-05-19 |