Douglas Yu Tak Lau
劉裕德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Yu Tak Lau (劉裕德), a licensed former licensee with CE reference BFI720. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2015-05-22 | 2016-05-19 |
| Capstone Financial (HK) Limited | Rep | Type 4 - Advising on securities | 2015-05-22 | 2016-05-19 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Yu Tak Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Matthew Skeggs | Capstone Financial (HK) Limited | 2015–2016 |
| Man Ho Leung | Capstone Financial (HK) Limited | 2015–2016 |
| Nicholas James Preston | Capstone Financial (HK) Limited | 2015–2016 |
| Christopher John Penfold | Capstone Financial (HK) Limited | 2015–2016 |
| Jamilah Ali | Capstone Financial (HK) Limited | 2015–2016 |
| Matthew Dylan de Souza | Capstone Financial (HK) Limited | 2015–2016 |
| Anthony Alan Arkey | Capstone Financial (HK) Limited | 2015–2016 |
| David Charles H. de Lacy Staunton | Capstone Financial (HK) Limited | 2015–2016 |
| Ryan Peter Dodgson | Capstone Financial (HK) Limited | 2015–2016 |
| David Michael Halley | Capstone Financial (HK) Limited | 2015–2016 |
| Gareth John Llewelyn-Williams | Capstone Financial (HK) Limited | 2015–2016 |
| Veronique Marcelle Ficheux | Capstone Financial (HK) Limited | 2015–2016 |
| Oliver Alexander O'Brien | Capstone Financial (HK) Limited | 2016 |