Ryan Peter Dodgson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Peter Dodgson ( ), a licensed former licensee with CE reference BDH245. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-10-24 | 2020-04-17 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2017-10-24 | 2020-06-10 |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2017-10-24 | 2020-06-10 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-06-10 | 2017-08-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-06-10 | 2017-08-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2016-06-10 | 2017-08-09 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-03-05 | 2015-12-31 |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2015-03-05 | 2015-12-31 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2014-04-30 | 2015-12-31 |