Ryan Peter Dodgson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Peter Dodgson, a licensed former licensee with CE reference BDH245. This person has 5.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2017-10-24 | 2020-04-17 |
| Capstone Financial (HK) Limited | Rep | Type 4 - Advising on securities | 2017-10-24 | 2020-06-10 |
| Capstone Financial (HK) Limited | Rep | Type 9 - Asset management | 2017-10-24 | 2020-06-10 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-10 | 2017-08-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-10 | 2017-08-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-06-10 | 2017-08-09 |
| Capstone Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2015-03-05 | 2015-12-31 |
| Capstone Financial (HK) Limited | Rep | Type 9 - Asset management | 2015-03-05 | 2015-12-31 |
| Capstone Financial (HK) Limited | Rep | Type 4 - Advising on securities | 2014-04-30 | 2015-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ryan Peter Dodgson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.