Abraham Yohan George
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abraham Yohan George ( ), a licensed former licensee with CE reference BLA732. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-04 | 2024-05-20 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-04 | 2024-05-20 |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2019-01-31 | 2021-08-31 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-09-26 | 2020-04-17 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2017-09-26 | 2021-08-31 |