First Asia Finance Group Limited

第一亞洲金融集團有限公司
CE No. ACD565 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Asia Finance Group Limited (第一亞洲金融集團有限公司), a Hong Kong-based licensed corporation with CE reference ACD565. Current licensed staff on file: 0 (total recorded over time: 22).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2020-01-29
Type 4 - Advising on securities Pre-2003 2020-01-29
Type 6 - Advising on corporate finance Pre-2003 2020-01-29
Type 9 - Asset management Pre-2003 2005-02-21

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Sze Tang Li 利仕騰 RO 1, 4, 6, 9 Pre-2003 2020-01
Adrian Li 利至恩 Rep 1, 6 2014-05 2019-08
Frederick Tse Wai Wu 吳子惠 RO 1, 4, 6 2003-10 2019-04
Hing Bun Lau 劉慶斌 Rep 6 2007-01 2009-02
Nga Leung Wong 黃雅亮 Rep 6 2005-07 2007-07
Ka Pong Ho 何嘉邦 Rep 6 2005-12 2007-02
Yan Lam 林茵 Rep 6 2006-03 2007-02
Wilson Kin Cheung 張健 Rep 4, 6, 9 Pre-2003 2005-08
Ka Yee Chung 鍾嘉儀 Rep 6 2003-11 2005-08
Angel Pui Ling Au 區珮玲 Rep 6 2004-11 2005-06
Ting Kee Cheung 張廷基 RO 1, 6 Rep 1, 4, 6, 9 Pre-2003 2005-06
Yiu Tong Tsai 蔡耀堂 Rep 6 2004-09 2005-03
Ying Wah Li 李應華 Rep 6 2004-09 2004-12
William Kwok Wai Wong 黃國威 RO 1, 6 2003-06 2004-10
Andrew Chi Ming Cheng 鄭志明 Rep 4, 6, 9 Pre-2003 2004-08
Frank Kwai Shing 盛季 Rep 4, 6, 9 Pre-2003 2004-05
Wendy Zi Yin Lai 黎枳言 Rep 6 2003-06 2004-04
Ming Yan Ho 何明欣 Rep 1, 6 2003-05 2003-11
Jessica Wai Man Tse 謝慧敏 Rep 4, 6, 9 Pre-2003 2003-09
Arlene Ngai 魏雅欣 Rep 4, 6, 9 Pre-2003 2003-06
Mazy Man Sze Chan 陳敏思 Rep 4, 6, 9 Pre-2003 2003-04
Graham Ka Wai Lam 林家威 RO 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–22 of 22

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