Yiu Tong Tsai
蔡耀堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Tong Tsai (蔡耀堂), a licensed former licensee with CE reference ALF028. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-29 | 2005-09-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-03-23 | 2005-09-02 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-23 | 2005-03-02 |