William Kwok Wai Wong
黃國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kwok Wai Wong (黃國威), a licensed former licensee with CE reference ADQ175. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-24 | 2020-04-24 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-24 | 2020-04-16 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-07 | 2016-07-05 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-18 | 2009-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-21 | 2006-09-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-21 | 2006-09-11 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-11 | 2004-10-26 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-06-11 | 2004-10-26 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-17 |