Sze Tang Li
利仕騰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Tang Li (利仕騰), a licensed former licensee with CE reference ABE752. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-08 | 2020-01-23 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | 2009-12-08 | 2020-01-23 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-12-08 | 2020-01-23 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | present | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 9 — Asset management | present | 2005-02-02 |