Sze Tang Li
利仕騰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Tang Li (利仕騰), a licensed former licensee with CE reference ABE752. This person has 16.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-08 | 2020-01-23 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 - Advising on securities | 2009-12-08 | 2020-01-23 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-12-08 | 2020-01-23 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Tang Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.