Graham Ka Wai Lam
林家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Ka Wai Lam (林家威), CE reference ACO473. Currently licensed at 1 firm(s): Gram Capital Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gram Capital Limited 嘉林資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-12 | present |
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-28 | 2014-01-29 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-04-15 | 2013-08-16 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-11-06 | 2008-04-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-09 | 2006-11-06 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-02 | 2006-09-28 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-16 | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-04-16 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-04-16 | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-11 | 2003-04-16 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-11 | 2003-04-16 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-04-09 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-09 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-11 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 9 — Asset management | present | 2003-04-09 |