Frederick Tse Wai Wu
吳子惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Tse Wai Wu (吳子惠), CE reference AAC563. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-28 | 2022-09-30 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-12-28 | 2022-09-30 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | 2021-12-28 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-01 | 2021-12-28 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2021-08-02 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-13 | 2021-08-02 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-08 | 2019-04-15 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | 2009-12-08 | 2019-04-15 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-12-08 | 2019-04-15 |
| Beijing Capital Partners Limited 北京資本有限公司 |
RO | Type 9 — Asset management | 2006-02-27 | 2018-08-03 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | 2005-08-15 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-27 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-27 | 2009-02-17 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-20 | 2005-02-07 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
Rep | Type 9 — Asset management | 2004-09-20 | 2005-02-07 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
RO | Type 4 — Advising on securities | 2004-02-04 | 2004-09-20 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
RO | Type 9 — Asset management | 2004-02-04 | 2004-09-20 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-10-24 | 2004-02-04 |
| Charles Schmitt & Associates Limited |
RO | Type 4 — Advising on securities | present | 2003-10-24 |
| Charles Schmitt & Associates Limited |
RO | Type 9 — Asset management | present | 2003-10-24 |