International Commerce Corporation
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for International Commerce Corporation, a Hong Kong-based licensed corporation with CE reference ACA028. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 10 (total recorded over time: 29). Earliest licence on file: 2006-02-13.
- Category:
-
Buyside · Wealth management
- Registered address:
- Unit 2210-2211, Level 22, Prosperity Tower, No. 39 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | 2006-02-13 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-20 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Manbir Singh | RO 4, 9 Rep 4, 9 | 2009-04 | Present |
| Michael John Alan Spivey | RO 4, 6, 9 | Pre-2003 | Present |
| Yan Ching 程昕 | Rep 4, 9 | 2026-03 | Present |
| Man Hei Fan 范文熙 | Rep 4, 9 | 2026-06 | Present |
| Kim Wa Lam 林劍華 | Rep 4, 9 | 2026-08 | Present |
| Wai Ching Ng 吳慧貞 | Rep 4, 9 | 2026-04 | Present |
| Hiu Man So 蘇曉雯 | Rep 4, 9 | 2026-03 | Present |
| Edward Wing Cheung Szeto 司徒永長 | Rep 4 | 2026-03 | Present |
| Siu Fung To 涂兆鋒 | Rep 4, 9 | 2026-07 | Present |
| Hon Yeung 楊瀚 | Rep 4, 9 | 2026-06 | Present |
| Nicholas John Donaldson | Rep 4, 9 | 2020-01 | 2024-01 |
| Deni Lo 盧德倪 | RO 4, 9 Rep 4, 9 | 2020-01 | 2023-01 |
| John Douma | Rep 4, 9 | 2009-04 | 2020-03 |
| James Lee Ramsey | Rep 4, 9 | 2018-04 | 2018-05 |
| Charles Frederick Dunford | Rep 4 | 2016-08 | 2017-12 |
| Carolyn Ann Gary | Rep 4, 9 | 2014-11 | 2017-08 |
| Howard Clark-Burton | RO 4, 9 | 2015-03 | 2017-05 |
| Ian Forbes Marsh | Rep 4, 9 | 2016-01 | 2017-05 |
| Michael Reginald Dean | RO 4, 9 Rep 4, 6 | 2004-05 | 2016-06 |
| David Hunter | Rep 4, 9 | 2014-10 | 2016-01 |
| Yuri Yoshida | Rep 4, 6 | Pre-2003 | 2013-10 |
| David Stuart Crossan | Rep 4 | 2011-12 | 2012-07 |
| Kar Ming Ho 何嘉明 | Rep 4, 9 | 2011-04 | 2012-03 |
| Ronald Max Machiel Roest | Rep 4, 9 | 2003-10 | 2011-10 |
| Kwong Yu Hui 許廣宇 | Rep 4, 9 | 2011-02 | 2011-08 |
| Koichi Imoto 井本幸一 | Rep 4 | 2006-07 | 2007-07 |
| Kwong Sum Ip 葉廣森 | RO 4, 6 Rep 4, 6 | 2003-08 | 2005-09 |
| Annie Wai Ling Houlihan 孫慧玲 | Rep 4 | 2005-05 | 2005-08 |
| Michael Edward Houlihan | Rep 4, 6 | Pre-2003 | 2005-08 |
Showing 1–29 of 29
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