Michael Reginald Dean
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Reginald Dean ( ), CE reference AAH654. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GCAM Limited 國采資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-24 | 2022-03-09 |
| GCAM Limited 國采資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-24 | 2022-03-09 |
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-28 | 2016-08-24 |
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-28 | 2016-08-24 |
| International Commerce Corporation | RO | Type 9 — Asset management | 2006-02-13 | 2016-06-30 |
| International Commerce Corporation | RO | Type 4 — Advising on securities | 2005-10-19 | 2016-06-30 |
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-08-24 |
| International Commerce Corporation | Rep | Type 6 — Advising on corporate finance | 2004-05-19 | 2004-08-24 |