Audrey Chow Securities Limited

高陞證券有限公司

CE No. ABZ267 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Chow Securities Limited (高陞證券有限公司), a Hong Kong-based licensed corporation with CE reference ABZ267. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 12).
Category:: Sell side · Brokerage
Registered address:: 6/F, Grand Building, 15-18 Connaught Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2005-02-19
Type 6 - Advising on corporate finance	Pre-2003	2005-02-19
Type 9 - Asset management	Pre-2003	2005-02-19

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Kin Wing Lee 李健榮	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Nicholas Lock 駱有隆	RO 1	2005-06	Present
To Tung Hui 許道東	Rep 1, 4, 6, 9	Pre-2003	Present
Kwok Kan Kwan 關國根	Rep 1, 4, 6, 9	Pre-2003	Present
Sha Ku Susie Yao 姚霞姑	Rep 1, 4, 6, 9	Pre-2003	Present
Audrey Pei Fung Chow 周佩芬	RO 1, 4, 6, 9	Pre-2003	2024-12
How Ki Lo 羅厚基	Rep 1	2003-05	2018-08
Tung Wai Lam 林東偉	Rep 1	2015-07	2017-07
Shun Yi Ng 吳舜宜	Rep 1, 4, 6, 9	Pre-2003	2016-04
Fong Yin Chung 鍾仿賢	Rep 1	2004-02	2016-03
Shu Wing Chiu 趙樹榮	Rep 1, 4, 6, 9	Pre-2003	2015-06
Beatrice Mok 莫綺文	Rep 1	2006-07	2011-06