Shu Wing Chiu
趙樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing Chiu (趙樹榮), a licensed former licensee with CE reference ABN252. This person has 12.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-06-17 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-18 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-18 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-18 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Wing Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Wing Lee | Audrey Chow Securities Limited | 2003–2015 |
| To Tung Hui | Audrey Chow Securities Limited | 2003–2015 |
| Kwok Kan Kwan | Audrey Chow Securities Limited | 2003–2015 |
| Sha Ku Susie Yao | Audrey Chow Securities Limited | 2003–2015 |
| Audrey Pei Fung Chow | Audrey Chow Securities Limited | 2003–2015 |
| Shun Yi Ng | Audrey Chow Securities Limited | 2003–2015 |
| How Ki Lo | Audrey Chow Securities Limited | 2003–2015 |
| Fong Yin Chung | Audrey Chow Securities Limited | 2004–2015 |
| Nicholas Lock | Audrey Chow Securities Limited | 2005–2015 |
| Beatrice Mok | Audrey Chow Securities Limited | 2006–2011 |