Beatrice Mok
莫綺文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beatrice Mok (莫綺文), a licensed former licensee with CE reference ACX849. This person has 7.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-31 | 2011-06-15 |
| Bizwiz Limited 智謀投資服務有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-02-08 |
| Bizwiz Limited 智謀投資服務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-02-08 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Beatrice Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nicholas Lock | Audrey Chow Securities Limited | 2006–2011 |
| Fong Yin Chung | Audrey Chow Securities Limited | 2006–2011 |
| How Ki Lo | Audrey Chow Securities Limited | 2006–2011 |
| Kin Wing Lee | Audrey Chow Securities Limited | 2006–2011 |
| To Tung Hui | Audrey Chow Securities Limited | 2006–2011 |
| Kwok Kan Kwan | Audrey Chow Securities Limited | 2006–2011 |
| Sha Ku Susie Yao | Audrey Chow Securities Limited | 2006–2011 |
| Audrey Pei Fung Chow | Audrey Chow Securities Limited | 2006–2011 |
| Shu Wing Chiu | Audrey Chow Securities Limited | 2006–2011 |
| Shun Yi Ng | Audrey Chow Securities Limited | 2006–2011 |