Yi Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Lu, a licensed Responsible Officer with CE reference BVK006. Currently licensed at 1 firm(s): Lochpine Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.0 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lochpine Capital Limited | RO | Type 4 - Advising on securities | 2026-11-13 | present |
| Lochpine Capital Limited | RO | Type 9 - Asset management | 2026-11-13 | present |
| Lochpine Capital Limited | Rep | Type 4 - Advising on securities | 2025-03-03 | 2026-11-13 |
| Lochpine Capital Limited | Rep | Type 9 - Asset management | 2025-03-03 | 2026-11-13 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-13 | 2025-01-15 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-13 | 2025-01-15 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 9 - Asset management | 2024-09-13 | 2025-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.