Xiangzhi Yu
余相志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangzhi Yu (余相志), a licensed former licensee with CE reference BOW433. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-12 | 2025-07-04 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2024-03-12 | 2025-07-04 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-10 | 2024-02-29 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-10 | 2024-02-29 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2021-09-01 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-26 | 2021-09-01 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 9 — Asset management | 2021-08-26 | 2021-09-01 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-29 | 2021-07-11 |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-28 | 2021-07-11 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-28 | 2021-07-11 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-28 | 2021-07-11 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-10-28 | 2021-07-11 |