Shunjie Sun
孫順杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shunjie Sun (孫順杰), CE reference BMR635. Currently licensed at 1 firm(s): Lochpine Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lochpine Capital Limited |
Rep | Type 4 — Advising on securities | 2024-12-05 | present |
| Lochpine Capital Limited |
Rep | Type 9 — Asset management | 2024-12-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-08-12 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-08-12 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-08-12 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2021-08-12 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2021-08-12 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2021-08-12 | 2024-01-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2021-05-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2021-05-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-03 | 2021-05-14 |