Yue Zong
宗躍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Zong (宗躍), CE reference BMQ324. Currently licensed at 1 firm(s): Lochpine Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lochpine Capital Limited |
Rep | Type 4 — Advising on securities | 2025-04-14 | present |
| Lochpine Capital Limited |
Rep | Type 9 — Asset management | 2025-04-14 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-26 | 2021-04-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-26 | 2021-04-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-26 | 2021-04-28 |