Yifan Liu
劉一帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yifan Liu (劉一帆), a licensed Responsible Officer with CE reference AXV269. Currently licensed at 1 firm(s): Lochpine Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lochpine Capital Limited |
RO | Type 4 - Advising on securities | 2024-08-16 | present |
| Lochpine Capital Limited |
RO | Type 9 - Asset management | 2024-08-16 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-08 | 2023-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-08 | 2023-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-07-08 | 2023-10-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2012-11-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-08-15 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-15 | 2012-11-23 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Yifan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xuezhi Niu | Lochpine Capital Limited | 2024–present |
| Qikun Deng | Lochpine Capital Limited | 2024–present |
| Shunjie Sun | Lochpine Capital Limited | 2024–present |
| Yi Lu | Lochpine Capital Limited | 2025–present |
| Zhen Huang | Lochpine Capital Limited | 2025–present |
| Yue Zong | Lochpine Capital Limited | 2025–present |
| Shuimiao Wang | Lochpine Capital Limited | 2024–2025 |
| Tianqing Xia | Lochpine Capital Limited | 2025–present |
| Su Ee Than | Lochpine Capital Limited | 2024 |
| Hongbo Wang | Lochpine Capital Limited | 2024 |