Catherine Tsu York Kuo
郭芷若
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Tsu York Kuo (郭芷若), a licensed former licensee with CE reference AEE786. This person has 15.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-18 | 2023-08-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-07-14 | 2023-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2023-08-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-03 | 2023-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-03 | 2023-08-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-17 | 2010-04-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-17 | 2010-04-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-10-17 | 2010-04-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2008-03-07 | 2008-08-12 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2008-03-07 | 2008-08-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-25 | 2008-08-12 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2008-02-25 | 2008-08-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-25 | 2008-08-12 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2008-02-25 | 2008-08-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-19 | 2008-01-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-19 | 2008-01-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-19 | 2008-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Tsu York Kuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.