Li-Yu Tang
湯立宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Yu Tang (湯立宇), a licensed former licensee with CE reference AWE763. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-05-17 | 2024-02-29 |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2023-05-17 | 2024-02-29 |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2021-04-12 | 2022-04-07 |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2021-04-12 | 2022-04-07 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-23 | 2020-07-12 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2012-04-13 |