Xiao Lu
魯曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Lu (魯曉), a licensed former licensee with CE reference BHD194. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-23 | 2022-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-29 | 2022-09-23 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-02 | 2022-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-28 | 2018-11-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-28 | 2018-08-29 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-28 | 2017-03-02 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-10 | 2016-11-04 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-10 | 2016-11-04 |