King Yuen Lau
劉敬元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yuen Lau (劉敬元), a licensed former licensee with CE reference AAC341. This person has 22.1 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-29 | 2025-10-27 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 - Advising on securities | 2020-10-29 | 2025-10-27 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-24 | 2020-10-29 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-07 | 2020-08-31 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-02-07 | 2020-08-31 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-15 | 2018-02-07 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-15 | 2018-02-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-31 | 2017-06-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-07-31 | 2017-06-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-16 | 2008-07-31 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-16 | 2008-07-31 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-12-09 | 2008-06-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-08 | 2008-06-21 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-08 | 2008-06-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-12-08 | 2008-06-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-08 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yuen Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Lun Lee | KGI Securities (Hong Kong) Limited | 2003–2008 |
| Man Bun Kwong | KGI Securities (Hong Kong) Limited | 2003–2008 |
| Ang Lu | Huayu Securities Limited | 2020–2025 |
| Li Xing | Huayu Securities Limited | 2021–2025 |
| Ming Li Chu | Rifa Futures Limited | 2017–2020 |
| Jian Liu | Rifa Futures Limited | 2017–2020 |
| Stephen Ka Fai Chan | Rifa Futures Limited | 2017–2020 |
| Sai Hung Li | Rifa Futures Limited | 2017–2020 |
| Canghai Wu | Rifa Futures Limited | 2017–2020 |
| Xiya Jin | Rifa Futures Limited | 2017–2020 |
| Gengrong Li | Rifa Futures Limited | 2017–2020 |
| Ho Pang Kwong | Rifa Futures Limited | 2017–2020 |
| Mang Suen Luk | Rifa Futures Limited | 2017–2020 |
| Kai Shing Tang | Rifa Futures Limited | 2017–2020 |
| Wai Hong Tang | Rifa Futures Limited | 2017–2020 |
| Ming Cheung Yan | Rifa Futures Limited | 2017–2020 |
| Kwan Kit Chan | KGI Securities (Hong Kong) Limited | 2003–2008 |
| Jun Chai | Rifa Futures Limited | 2017–2020 |
| Sai Hung Chan | KGI Securities (Hong Kong) Limited | 2003–2008 |
| Wai Fai Cho | KGI Securities (Hong Kong) Limited | 2003–2008 |