Tsz Yeung Cai
蔡梓洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yeung Cai (蔡梓洋), a licensed former licensee with CE reference AWH561. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-29 | 2021-03-09 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 — Asset management | 2020-01-29 | 2021-03-09 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-21 | 2021-03-09 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-13 | 2019-03-18 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2015-11-23 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-01 | 2015-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2012-08-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-15 | 2012-08-28 |