Xiaojun Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaojun Ye (叶校均), a licensed Representative with CE reference BKV992. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 8.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-11 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-08-11 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-11 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-05 | 2026-07-23 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-05 | 2026-07-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-05 | 2026-07-23 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-06 | 2020-07-21 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-16 | 2020-07-21 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaojun Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ting Ting Anffany Chan | SR Wealth Securities Limited | 2017–2020 |
| Jinge Cai | SR Wealth Securities Limited | 2017–2020 |
| Tak Wing Lung | SR Wealth Securities Limited | 2018–2020 |
| Cho Yan Hung | SR Wealth Securities Limited | 2017–2019 |
| Shuk Han Mou | SR Wealth Securities Limited | 2017–2018 |
| Yanling Zeng | SR Wealth Securities Limited | 2019–2020 |
| Howard Lok Him Wong | SR Wealth Securities Limited | 2019–2020 |
| Yanni Hou | SR Wealth Securities Limited | 2019 |
| Ting Yu Lam | SR Wealth Securities Limited | 2019 |
| Yun Tim Cheung | SR Wealth Securities Limited | 2019 |
| Cheung Kui Hui | SR Wealth Securities Limited | 2019–2020 |
| Chung Wai Yam | SR Wealth Securities Limited | 2017–2018 |
| Chung Wo Tsoi | SR Wealth Securities Limited | 2019 |
| Tsz Yeung Cai | SR Wealth Securities Limited | 2019 |