Matthew George Peter Topping
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew George Peter Topping ( ), a licensed former licensee with CE reference BAO907. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-01 | 2023-03-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-01 | 2025-09-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-05 | 2018-05-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-05 | 2018-05-24 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2012-12-06 | 2014-09-30 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-12-06 | 2014-09-30 |