Ashley Spencer Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Spencer Moore, a licensed former licensee with CE reference ASD881. This person has 5.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2015-02-16 | 2015-11-16 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2015-02-16 | 2015-11-16 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2013-10-02 | 2014-10-13 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2013-10-02 | 2014-10-13 |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2012-09-19 | 2013-06-26 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-09-19 | 2013-06-26 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-09 | 2011-12-01 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2009-01-14 | 2009-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ashley Spencer Moore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.