David Alexander Neligan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Alexander Neligan ( ), a licensed former licensee with CE reference AYU289. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-12 | 2017-01-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-04 | 2017-01-21 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2012-01-10 | 2015-02-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-01-10 | 2015-02-28 |