Wai Shun Wilson Fok
霍偉舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shun Wilson Fok (霍偉舜), a licensed former licensee with CE reference AND556. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-08-04 | 2023-07-07 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-05-24 | 2021-08-04 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-10 | 2020-11-13 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-10-10 | 2020-11-13 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-08 | 2019-10-10 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-10-08 | 2019-10-10 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-31 | 2019-09-30 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-31 | 2019-09-30 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-08 | 2018-10-15 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-04-08 | 2018-10-15 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-08 | 2018-10-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-17 | 2014-08-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-12-17 | 2014-08-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-15 | 2012-12-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-15 | 2012-12-17 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-01 | 2010-04-04 |